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Dissolution (Immediate Release) — USP <711>

Verify API release rate from solid dosage forms. Three-stage sampling plan with time-point specific acceptance criteria.

USP <711> Batch Release S1/S2/S3 Plan
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Industry Use

Dissolution Testing in Quality Control

Dissolution testing verifies that a solid dosage form releases its active pharmaceutical ingredient (API) at the required rate under physiological conditions simulated in vitro. USP <711> governs immediate release (IR) product testing and is fundamental to batch release, product development, and regulatory submission.

Key Applications:

The three-stage sampling plan (S1, S2, S3) efficiently evaluates batch conformance while minimizing unnecessary testing of acceptable batches.

USP <711> FDA SUPAC ICH Biowaiver
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Calculation Explanation

Three-Stage Acceptance Criteria

Dissolution testing employs a sequential stage approach where dissolution is evaluated at a single time point (usually the labeled release time) for each stage. The specification Q represents the percentage of API that should be dissolved at that time point.

Stage 1 (S1) — Initial Sample (n=6 vessels):

Stage 1 Acceptance Criterion
Each individual unit ≥ Q + 5%

If all 6 results are ≥ Q+5%, the batch PASSES. If any result is < Q+5%, proceed to Stage 2.

Stage 2 (S2) — Pooled Analysis (n=12 total vessels):

Test 6 additional units (combine with Stage 1 for n=12 total).

Stage 2 Acceptance Criteria
• Average of 12 units ≥ Q
• No individual unit < Q − 15%

If both conditions are met, the batch PASSES. If not, proceed to Stage 3.

Stage 3 (S3) — Extended Analysis (n=24 total vessels):

Test 12 additional units (combine with Stages 1 and 2 for n=24 total).

Stage 3 Acceptance Criteria
• Average of 24 units ≥ Q
• Not more than 2 units < Q − 15%
• No individual unit < Q − 25%

If all three conditions are met, the batch PASSES. If any condition fails, the batch FAILS and requires investigation.

Typical Specifications for Immediate Release:

Time Point Typical Q Value Purpose
15 min 20–30% Rapid disintegration check
30 min 40–80% Primary time point (most common)
45 min 60–80% Secondary time point
60 min 70–85% Extended release verification
USP <711> Q Specification S1/S2/S3 Plan
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Variable Definitions

Dissolution Testing Parameters

Symbol Parameter Name Units Description
Q Dissolution Specification % Released Target percentage of API dissolved at the specified time point. Set per product monograph (typically 75–85% at primary time point).
n Number of Vessels/Units vessels Stage 1: n=6; Stage 2: n=12 (cumulative); Stage 3: n=24 (cumulative).
Individual Dissolution Individual Unit Result % Released Dissolution value for each vessel, expressed as percentage of label claim released at the time point.
Average Dissolution Mean Dissolution % Released Arithmetic mean of all n individual results at the time point.
Stage Testing Phase S1/S2/S3 Stage 1, 2, or 3 of the sequential sampling plan. Each stage has distinct acceptance criteria.
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Step-by-Step Tutorial

Worked Example with Immediate Release Tablet

Scenario: A pharmaceutical manufacturer is conducting batch release dissolution testing for an immediate release tablet containing 200 mg ibuprofen. Dissolution is tested at 30 minutes in water pH 7.4 at 37°C using USP Apparatus II (paddle). The product specification is Q = 80% at 30 minutes.

Stage 1: Dissolution Results at 30 minutes (n=6 vessels)
Individual Dissolution Values (% Released):
87%, 89%, 85%, 91%, 88%, 86%
  1. Establish Stage 1 Acceptance Criterion:
    Q + 5% = 80% + 5% = 85%
    Criterion: Each unit ≥ 85%
  2. Compare Each Result Against Criterion:
    Vessel 1: 87% ≥ 85% ✓
    Vessel 2: 89% ≥ 85% ✓
    Vessel 3: 85% ≥ 85% ✓
    Vessel 4: 91% ≥ 85% ✓
    Vessel 5: 88% ≥ 85% ✓
    Vessel 6: 86% ≥ 85% ✓
  3. Evaluate Stage 1 Acceptance:
    All 6 results are ≥ Q + 5% (≥85%).
✓ BATCH PASSES STAGE 1
All 6 vessels exceeded 85% dissolution at 30 minutes.
No further testing required.

Alternative Scenario (if Stage 1 failed): If one vessel in Stage 1 had returned 82% (below 85%), the batch would not pass Stage 1 and would proceed to Stage 2 with 6 additional vessels (n=12 total). The Stage 2 criterion requires the average of all 12 units ≥ 80% (Q) and no unit < 65% (Q − 15%).

Interpretation: The batch demonstrates excellent and consistent API release with all individual results exceeding the lower bound specification, indicating robust formulation performance and manufacturing consistency.

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